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This website publishes administrative rules on their effective dates, as designated by the adopting state agencies, colleges, and universities.

Rule 1301:6-3-13 | Withdrawal of application or notice filing.

Ohio Administrative Code
/
1301:6
/
Chapter 1301:6-3 | Registration of Securities; Licensing
 
Effective:
January 28, 2000
Promulgated Under:
119.03
PDF:
Download Authenticated PDF
 

(A) If an application to register securities pursuant to section 1707.09, 1707.091, or 1707.39 of the Revised Code has been on file with the division for more than one year without becoming registered, the division may withdraw the application without prejudice and refund the qualification fee.

(B) If a notice filing submitted to the division pursuant to section 1707.092 of the Revised Code has been on file with the division for more than one year without becoming effective, the division may withdraw the notice filing and refund the filing fee.

Last updated September 8, 2023 at 10:51 AM

Supplemental Information

Authorized By: –
Amplifies: –
Five Year Review Date: